CorruptionUS SEC
SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI
US SEC9/22/2026
The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled…
Public domain (US Government). Originally published by US SEC. View the original ↗
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